ERISA (Employee Retirement Income Security Act of 1974)

This bond provides protection for retirement plans (401K plan, profit sharing, etc.) from losses due to fraud or dishonesty on the part of the person(s) handling the funds. The ERISA requirement is 10% of the plan assets or $500,000 (whichever is less). This bond does not protect the personal assets of the fiduciaries. For fiduciary ERISA coverage see AERISA Fiduciary Liability Policy” below.

Required Forms
ERISA Bond Application
 

ERISA Fiduciary Liability Policy

This bond provides coverage for retirement plans (401K plan, profit sharing, etc.) fiduciaries’ personal assets and legal defense in the event of a claim. This is not an ERISA requirement but strongly recommended -- the ERISA bond does not protect the personal assets of the fiduciaries.

Required Forms
Fiduciary Liability Insurance Application